Tuesday, May 8, 2012

John Stoltzfus Joins Oppenheimer & Co.

Oppenheimer & Co. announced that John Stoltzfus has joined Oppenheimer as managing director and chief market strategist.

Stoltzfus will work with his associate, Matthew Naidorf, to create and produce a weekly market strategy piece along with other market commentary as required by the markets. He also expects to work closely with OAM’s chief market technician Carter Worth and Oppenheimer’s fundamental sector analysts in developing new collaborative and thematic pieces. He will be the firm’s media spokesperson for market strategy.

Stoltzfus joins OAM from his prior position as senior market strategist at Ticonderoga Securities where he provided all macroeconomic, market outlook and strategy ideas to the firm and its clients. -PR Newswire


Tuesday, May 1, 2012

Brian Schwartz Joins Oppenheimer & Co.

Oppenheimer & Co. announced that Brian Schwartz has joined the firm as managing director and senior analyst, covering SaaS (software as a service)/applications software. He will report to John Parks, Oppenheimer’s director of equity research.

Schwartz is accompanied by his associate, Greg Lazar, both of whom will work out of the San Francisco office. -PR Newswire


Thursday, April 26, 2012

Oppenheimer & Co. Appoints Gordon Morse

Oppenheimer & Co. announced that Gordon Morse has joined the firm as managing director, investments and branch manager in its Atlanta, Georgia office.

Gordon reports to Bob Okin, executive vice president, national sales. -PR Newswire


Monday, March 26, 2012

Oppenheimer & Co. Inc. Adds Ralph Ercole, Randall Hughes and Scott Fullman

Oppenheimer & Co. announce that its institutional equity derivatives group has added three experienced senior professionals to expand the capabilities of its options desk.

Ralph Ercole, Randall (Randy) Hughes and Scott Fullman will report to Jay Huber, managing director – institutional trading in equity capital markets and work out of Oppenheimer’s new global headquarters in New York.

Ercole has 30 years experience and joins Oppenheimer from Vicis Capital Management, where he played a central role in formulating that firm’s global volatility strategies. Prior to his time on the buy-side, he spent many years as a senior derivatives specialist at companies including O’Connor & Associates, Bear Stearns, Lehman Brothers and Knight Financial.

Hughes, who has 28 years of experience, joins Oppenheimer after helping to build the derivatives business at WJB Capital Group. Previously, he worked for Jeffries where, as producing manager, he was responsible for recruiting a derivatives sales team. He has also worked at UBS and Salomon Smith Barney.

Fullman is both an options trader with 33 years of experience. He will be providing valuable insight, ideas and commentary on the options market to institutional client universe. He is a well-regarded commentator who has appeared on CNBC and Bloomberg TV, written for influential publications such as The Wall Street Journal, and Barron’s and published two books on options strategies. He began his trading career at Shearson American Express and subsequently worked at Cowen and Company, Swiss American Securities and Hapoalim Securities. -PR Newswire


Thursday, March 15, 2012

John E. Rodstrom, Jr. Joins Oppenheimer & Co.

Oppenheimer Holdings announced that John E. Rodstrom, Jr. has joined Oppenheimer & Co. as managing director – national public finance.

Rodstrom will assume responsibility for expanding Oppenheimer’s public finance bond capabilities nationwide. He will work out of Oppenheimer’s Fort Lauderdale office and will report to Albert Lowenthal, chief executive officer of Oppenheimer & Co.

Rodstrom has many years of experience across a variety of bond structures including hospital, energy, charter schools and a variety of other transactions. He joins Oppenheimer from Sterne, Agee & Leach, where he was managing director and head of Southeast public finance, where he initiated the firm’s public finance efforts in Florida and managed bankers. -PR Newswire


Tuesday, March 13, 2012

Oppenheimer & Co. Names John Carson, Ryan Gray and William Kaeli

Oppenheimer & Co. announced that a dynamic team of John Carson, Ryan Gray and William Kaeli has joined its middle market institutional sales group.

Carson, Gray and Kaeli will work out of the firm’s Philadelphia office and will cover a variety of mid-market and regional institutions in the area, reporting to Richard Grobman, Oppenheimer managing director.

Carson, managing director, middle market institutional sales group, has 25 years of experience in financial services. He joins Oppenheimer from Bank of America/Merrill Lynch, where he held the position of managing director. Previously he worked at Wertheim Schroder and Drexel Burnham Lambert.

Gray, director, middle market institutional sales group, joined Oppenheimer after six years at Bank of America/Merrill Lynch as a sales trader and in institutional equity sales, after having worked at BBVA and Deutsche Bank.

Kaeli, director, middle market institutional sales group, who has worked for 17 years in financial services, joined the firm from Bank of America/Merrill Lynch after working at Herzog Heine & Geduld and Noyes Partners. -PR Newswire


Tuesday, December 13, 2011

Craig Krinbring Joins Oppenheimer & Co.

Oppenheimer & Co. announced that Craig Krinbring has joined the firm as managing director in the technology group with the investment bank.

Working out of Oppenheimer’s Palo Alto office, Krinbring will continue to focus on the semiconductor and electronics sector.

Krinbring has over 15 years of experience in advising public and private companies on strategic activities and capital raising. He joins from Citadel Securities, where he led the semiconductor banking effort. From 1998 to 2008, he worked at Citigroup in the technology investment banking group and was a core coverage officer for Citigroup’s global semiconductor team. From 1993 to 1996, he worked at Oppenheimer in the firm’s environmental technology and health care investment banking group. -PR Newswire


Thursday, June 9, 2011

Bryan Welch, John Edelman and Fredrik Martenson Join Oppenheimer & Co.

Oppenheimer & Co. announced that Bryan Welch, John Edelman and Fredrik Martenson will join its institutional sales team as executive directors in the equities group. They will report to Charles B. Holmes, Oppenheimer’s managing director, head of equities.

Welch, who will be based in Oppenheimer’s Boston office, joins the firm from D.A. Davidson & Co. Previously, he worked at JPMorgan Chase and Jefferies.

Edelman will join Oppenheimer’s New York office after a career that began at Schroder’s in London. He subsequently returned to Wall Street and gained experience as a trader with GB Capital Partners and Zweig-Dimenna.

Martenson will focus on developing Oppenheimer’s market in Scandinavia while also partnering with Jon Todman to continue building the firm’s business in The Netherlands. -PR Newswire


Thursday, April 28, 2011

Oppenheimer Holdings Adds Bret Jones, Boris Peaker, Srinivas Sundararajan, Tony Tian and Ingrid Yin; Promotes Brian Bittner, David Ferreiro and Andrew Uerkwitz

Oppenheimer & Co. announced that it has added new senior analysts in a number of important areas to its research department.

Bret Jones has been added as an executive director and senior analyst, covering the healthcare information technology & distribution (HCIT) sector. He moves to Oppenheimer from Brean Murray, Carret & Co.

Boris Peaker has been added as an executive director and senior analyst, covering the emerging biotechnology sector. He joins Oppenheimer from Rodman & Renshaw.

Srinivas Sundararajan has been added as an executive director and senior analyst, covering the specialty semiconductor and emerging technology sectors. He joins from Barclay’s Capital where he was covering the semiconductor capital equipment sector.

Tony Tian has been added as an executive director and senior analyst, covering the China industrials sector. He joins from Ladenburg Thalmann.

Ingrid Yin has been added as an executive director and senior analyst, covering the China healthcare, specialty chemical, and food & beverage sectors. She joins from Brean Murray Carret & Co. Yin is also a former senior research scientist at Memorial Sloan-Kettering Cancer Center in New York.

Oppenheimer also promoted Brian Bittner, David Ferreiro and Andrew Uerkwitz to senior analysts. Bittner will covers restaurants; Ferreiro will cover life science tools and diagnostics; Uerkwitz will cover Israeli technology and diversified companies. -PR Newswire


Wednesday, April 20, 2011

Kevin Schultze Joins Oppenheimer & Co.

Oppenheimer & Co., a unit of Oppenheimer Holdings, announced that Kevin Schultze has joined the firm as managing director in the financial institutions group.

Schultze will be responsible for providing detailed portfolio analytics to banks, insurance companies, trust companies, savings and loans, credit unions and municipalities. He will report to Robert S. Lowenthal, senior managing director of taxable fixed income sales & trading.

Schultze has over 20 years of experience in fixed income portfolio management and economic research. He joins Oppenheimer from Stone & Youngberg, where he managed a team that provided research and strategy ideas to institutional clients. -PR Newswire


Friday, April 1, 2011

Todd Simon Joins Oppenheimer & Co.

Oppenheimer & Co., a unit of Oppenheimer Holdings, announced that Todd Simon has joined the firm as managing director to lead digital media banking.

Simon will report to Bill Lisecky, the company’s head of media & entertainment investment banking.

Simon most recently guided the M&A and corporate development efforts at The Rubicon Project and currently serves on Rubicon’s Strategy Board. He is an advisor to China’s CITIC Capital. He has been a senior media M&A banker with Bank of America, Credit Suisse and Donaldson, Lufkin & Jenrette. -PR Newswire


Thursday, November 4, 2010

Mark Anderson and Neil Snoep Join Oppenheimer & Co.

Oppenheimer & Co. announced that Mark Anderson has joined the firm as managing director in the institutional fixed income sales and trading department.

In addition, Neil Snoep has joined as a director – bank strategist.

Both Anderson and Snoep report to Robert S. Lowenthal, senior managing director of the taxable fixed income group.

Working out of Oppenheimer’s San Francisco office, Anderson will lead the firm’s growth efforts regarding coverage of West Coast financial institutions. He will be responsible for developing a group focused on relationships with depositories, including banks, thrifts, credit unions savings and loans and insurance companies, working with East Coast counterparts Mike Murphy and Tom Mulkeen. He  was previously with Stone & Youngberg.

In his position as director and bank strategies analyst, Snoep will be responsible for market-focused tactical and strategic recommendations as well as quantitative analytics and asset liability management. -PR Newswire


Tuesday, October 26, 2010

Stephen Todd Walker Joins Oppenheimer & Co.

Oppenheimer & Co. announced Stephen Todd Walker had joined as a managing director, investments. He will be based in Oppenheimer’s Philadelphia office.

Walker had been senior vice president, corporate client group director in Morgan Stanley’s global wealth management group. -The Philadelphia Inquirer


Thursday, June 24, 2010

Scott W. Seaton Joins Oppenheimer

Oppenheimer announced that Scott W. Seaton has joined the firm as managing director – media investment banking.

Seaton will work out of the New York office and report to William Lisecky, Oppenheimer’s head of media investment and corporate banking.

Since 2002, Seaton had been part of Bank of America’s media and telecom group and headed the publishing and information sectors. Previously, he had been a managing director in the investment banking department of Credit Suisse First Boston, where he worked for 14 years. -Business Week


Wednesday, March 31, 2010

David Fields Joins Oppenheimer

Oppenheimer announced that David Fields joined the firm as executive director – investments, and as branch manager in its Newport Beach office in Southern California. He reports to Bob Okin, executive vice president – national sales.

Before moving to Oppenheimer, Fields spent most of his career at Smith Barney after periods at Prudential-Bache and Merrill Lynch. He joined Smith Barney’s Buffalo office in 1999 as a producing sales manager. Subsequently, he moved to New York City, first as a regional sales and training officer, then as assistant to the northeast divisional director. From 2004 to 2006, he was assistant manager of Fifth Avenue branch. In 2006, he relocated to California and became branch manager of the company’s Carlsbad, California office. -PR Newswire


Thursday, October 22, 2009

Oppenheimer Appoints James B. Haass

Oppenheimer & Co.Oppenheimer announced that James B. (Jamie) Haass joined the firm as executive director and branch manager of the firm’s Denver office.

Haass reports to Bob Okin, executive vice president – national sales.

Before moving to Oppenheimer, Haass served as vice president and branch manager at AGE/Wachovia Securities in Denver where he implemented programs for successful recruiting, coaching and training of financial advisors.

Previously, he worked at firms including US Bancorp Piper Jaffray, Principal Financial Securities and Paine Webber, where he was honored for achievement. -PR Newswire


Friday, October 9, 2009

Oppenheimer Appoints Dan Scannell

Oppenheimer & Co.Oppenheimer announced that Dan Scannell joined the firm as managing director and complex manager of its North Carolina branches in Asheville, Greensboro and Charlotte, NC. Dan reports to Mark Whaley, managing director-national sales. Before moving to Oppenheimer, Dan spent 18 years at Smith Barney, where he assumed a series of positions of increasing responsibility.-PR Newswire


Thursday, October 8, 2009

Oppenheimer Appoints Lance Alstodt

Oppenheimer & Co.Oppenheimer announced that Lance Alstodt will join the firm as managing director in healthcare in the firm’s investment banking area. He will report to Brian McCarthy, Oppenheimer’s head of healthcare investment & corporate banking.

Lance joins Oppenheimer from Bank of America Merrill Lynch, where he worked in both the global mergers & acquisitions and global healthcare investment banking groups. -PR Newswire


Wednesday, October 7, 2009

Oppenheimer Appoints Gerry Walters

Oppenheimer & Co.Oppenheimer announced that Gerry Walters will join the firm as managing director in the media & entertainment group, heading up digital media research for the firm’s growing investment bank. He will work out of Oppenheimer’s Menlo Park, CA office and will report to Bill Lisecky, Oppenheimer’s head of media & entertainment.

Since 1999, Gerry had worked at J.P. Morgan where he served as managing director and head of its internet and digital media group providing advisory, equity, equity-linked and debt-financing services to clients. Before he moved to JPM, Gerry had been an attorney in private practice. -PR Newswire


Tuesday, August 25, 2009

Oppenheimer & Co. Appoints Hisham Barghout

Oppenheimer & Co.Oppenheimer & Co. announced that Hisham Barghout has joined the firm as managing director in the industrial growth & services group of the firm’s investment banking department. Hisham will report to Tim Wilding and John Woodby, Oppenheimer’s co-heads of industrial growth & services investment & corporate banking.

Since 2004, Hisham has worked at Jefferies Quarterdeck, where he was a managing director in the aerospace and defense group. Prior to his work at Jefferies, Hisham was part of CIBC World Markets’ technology group. -PR Newswire


Tuesday, August 11, 2009

Marc Thompson to Rejoin Oppenheimer & Co.

Oppenheimer & Co.Oppenheimer & Co. announced that Marc Thompson will rejoin the firm to take up his former role as managing director and head of software banking in the technology & telecom group. He will work out of the Boston office and report to Marshall Heinberg, Oppenheimer’s head of investment and corporate banking. Since late 2007, Marc had been with CIBC Capital Partners, where he made and managed investments in the software and technology-enabled service sectors. Previously, he had headed the software investment banking team, which he founded in 2000, at CIBC World Markets. When CIBC divested its U.S. investment banking division, Marc moved to the U.S. Merchant banking group. Before joining CIBC’s investment banking division, he had been a vice president in corporate development for a publicly traded company. -PR Newswire


Tuesday, July 28, 2009

Oppenheimer & Co. Appoints Paul Stendig

Oppenheimer & Co.Oppenheimer & Co. announced that Paul Stendig has joined the firm as managing director – head of high grade corporate bond trading. He will report to Robert S. Lowenthal, senior managing director – taxable fixed income sales and trading. Paul joins Oppenheimer from RBS Securities where he served for three years as a managing director, trading corporate bonds and credit default swaps (CDS) on banks, brokers and finance companies. -PR Newswire


Monday, July 20, 2009

Oppenheimer Appoints Michael Murphy and Tom Mulkeen

Oppenheimer & Co. announced that Michael Murphy and Tom Mulkeen have accepted positions as managing directors in the taxable fixed income sales and trading department. Michael and Tom will report to Robert S. Lowenthal, senior managing director-taxable fixed income trading. -PR Newswire


Monday, July 13, 2009

Ed Tappan Joins Oppenheimer & Co.

Oppenheimer & Co. announced that Ed Tappan has joined the firm as managing director-head of agency CMO and MBS trading. He will report to senior managing director Robert S. Lowenthal. Ed joins Oppenheimer from Citigroup Smith Barney where he was director and manager of the middle market government agency collateralized mortgage obligations and mortgage backed securities trading desk. Prior to that, he worked at Tucker Anthony and Gruntal & Co. At Oppenheimer, Ed will manage the trading of agency CMOs and MBS issued by Fannie Mae, Freddie Mac and Ginnie Mae. -PR Newswire


Tuesday, June 23, 2009

Oppenheimer & Co. Announces Executive Appointments

Oppenheimer & Co. announced the formation of a Pennsylvania municipal note public finance department. The team, which will be located in the Philadelphia branch, specializes in negotiating and underwriting short-term municipal notes and bonds throughout the U.S., especially the high-tax states in the Northeast and California.

Allison Fleitas, who heads the group, will serve as managing director, and Darren Smith will be senior director – trading. Both executives were formerly employed by Janney Montgomery Scott. Cynthia Henry Pinto, formerly of Commerce Capital Markets, will become senior director – Sales. -PR Newswire


Thursday, June 11, 2009

Daniel Ponder Joins Oppenheimer & Co

Oppenheimer & Co. Inc. announced that Daniel Ponder has joined the firm as managing director of high yield sales. He will report to Jane Ross, managing director-head of high yield sales. -PR Newswire


Wednesday, April 15, 2009

Oppenheimer Asset Management Appoints Jeffrey A. Sutton

Oppenheimer Holdings announced that Jeffrey A. Sutton has joined Oppenheimer Asset Management as a managing director. Jeffrey will head Oppenheimer’s wrap programs, such as its investment advisory service, strategic asset review and portfolio advisory service, with responsibility for product management, manager research and asset allocation.

He will report to Thomas Robinson, president of Oppenheimer Asset Management. Jeffrey Sutton joins Oppenheimer from UBS Global Asset Management, which he joined in mid-2005. In his role as director of manager research-global investment solutions, he was responsible for manager research and built an investment team and process geared toward constructing third-party, multi-manager portfolios for both retail and institutional distribution.-PR Newswire


Tuesday, April 14, 2009

Oppenheimer & Co. Appoints Shelby G. Tucker

Oppenheimer & Co. announced that Shelby G. Tucker has joined the firm as managing director and senior equity research analyst covering utilities and independent power producers. He reports to John E. Parks, managing director and director of equity research. Shelby comes to Oppenheimer’s equity research group from Banc of America, where he was senior equity research analyst for electric utilities and independent power producers covering upwards of 30 electric utilities and independent power producers.-PR Newswire


Wednesday, March 18, 2009

Oppenheimer Announces Management Appointments

Oppenheimer announced the addition of several recent senior hires in the investment banking department. Brian A. McCarthy has joined the firm as the head of healthcare investment banking group. Brian has more than 20 years of investment banking experience and most recently served as co-head of global healthcare at JPMorgan.

Also joining the firm as a director in healthcare is Eric Rabinowitz. Eric joins Oppenheimer from JPMorgan (and before that Bear Stearns) where he was a vice president in the healthcare group.

David Sommer has joined financial sponsors group as a managing director. David has approximately fifteen years of investment banking experience and most recently was a managing director in the financial sponsor group at JPMorgan.

Jeffrey Berson has joined technology and telecom group as a managing director. Jeff joins us from Barclays Capital where he was a managing director in the telecom group. Jeff had been with Barclays since 2007 focusing on the wireline, wireless and emerging telecom sectors. Prior to working at Barclays, Jeff worked for CIBC World Markets in the technology & telecom group. At Oppenheimer, Jeff will continue his coverage of growth companies in both the wireline and wireless sectors.-PR Newswire


Monday, March 16, 2009

Oppenheimer & Co. Appoints Michael Miller

Oppenheimer & Co. announced that Michael Miller has joined the company as managing director-high-yield bond trading. Michael joins Oppenheimer from UBS Investment Bank, where he had been a managing director. At Oppenheimer, Michael will cover the following sectors: utilities, paper, cable & broadcasters, intelsat, autos, convenience/drug stores and lodging.-PR Newswire


Friday, March 13, 2009

John Gramins Joins Oppenheimer & Co.

Oppenheimer & Co. announced that John Gramins has joined the company’s taxable fixed income team as managing director-high-yield loan sales and trading. John began his career in 1998 on Lehman Brothers’ loan sales and trading desk. From 2000 to 2004, he served as head trader on Lehman’s par loan desk, and then moved to the distressed loan trading desk.-PR Newswire